Compounding order under Section 441 of the Companies Act, 2013 for violation of Section 96 of the Companies Act, 2013 in the matter of M/s. Uppal Housing Private Limited (Final Order)

BEFORE THE REGIONAL DIRECTOR (NORTHERN REGION) 22 JAN 206 Company Application No. / In RDNR/UPPAL/441/2025/F98245871/N30640809 the matter of the Companies Act, 2013-Section 441 And In the Matter of UPPAL HOUSING PRIVATE LIMITED having Registered office at Shop No. 261, First Floor DLF South Court Saket, Saket (South Delhi), New Delhi, India-110017.

In the matter of:

1. Uppal Housing Private Limited.

2. Mr. Manish Uppal, (Director). 3. Mr. Sanjay Kumar Jain, (Director).

3. Mr. Abhishek Kumar Srivastava, (Director).

Present: Mr. Raghav Dembla, Ld. Advocate. Ms. Aruna M, Assistant Director.

.. Applicant(s)

.-.For Applicant(s) ....Presenting Officer

Date of Hearing: 24.11.2025 ORDER

1. An application under section 441 of the Companies Act, 2013, for compounding of default committed u/s 96 of the Companies Act, 2013 was filed by the aforesaid Applicants vide Form GNL-1 through SRN F98245871 and N30640809.

2. As per the application, the Annual General Meeting (AGM) of the company for the financial year ended 31.03.2024 was required to be held on or before 31.12.2024 (Three months extension granted by ROC vide order dated 13.09.2024) but the same was held on 29.03.2025 after a delay of 89 days.

3. The Registrar of Companies, NCT of Delhi and Haryana, has submitted its report vide letter received 04.06.2025 wherein it has been reported that:

i. The period of default in holding the AGM is for the F.Y 2023-24 (Delay of

i. 89 Days from 31.12.2024 to 29.03.2025).

iii. No complaints pending against the Company. iv. No Prosecution has been filed in the matter before court. No such offence has been compounded during the last three years.

v. The Petitioner Company has made its default good in respect of the contravention of Section 96(1) of the Companies Act, 2013 by holding the AGM for the F.Y. 2023-24 on 29.03.2025 and has also filed AOC-4 e-form vide SRN N30779524 dated 16.05.2025 and MGT-7 vide SRN N30402788 dated 24.04.2025, status of which are approved.

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d has also filed AOC-4 e-form vide SRN N30779524 dated 16.05.2025 and MGT-7 vide SRN N30402788 dated 24.04.2025, status of which are approved.

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----- Start of picture text -----<br> 4. Ld. Advocate for the applicants is present and prays for compounding of<br>default u/s 96 of the Companies Act, 2013 for not holding the AGM of the<br>company for the F.Y. 2023-24 which was required to be held on or before<br>31.12.2024 but the same was held on 29.03.2025. |<br>Page ot HALON<br> 1 of 3 Ww =" = hag? Cc<br>ee eee yt 3)<br>eo ae<br>ino get 9<br>.§ md o4<br>SH a LE<br>----- End of picture text -----<br>

5. The Presenting Officer, Ms. Aruna M, Assistant Director, based on the ROC report and the information available on MCA portal, has informed this Forum that the procedural compliances under section 441 of the Companies Act, 2013 and the Rules for compounding have been duly complied.

6. Keeping in view of the facts and circumstances of the case and considering the submission made, by virtue of the powers vested with the Regional Director, the default under section 96 of the Companies Act, 2013 for F-.Y. 9023-24 is compounded subject to the payment of compounding fee of Rs. 2,00,000/- by the applicant company and Rs. 1,00,000/- by each of the Applicant Directors and Company Secretary.

7. Pursuant to this Forum’s directions dated “07.01.2026, compounding fees have been paid by the applicant(s) as per the details given below:

ach of the Applicant Directors and Company Secretary.

7. Pursuant to this Forum’s directions dated “07.01.2026, compounding fees have been paid by the applicant(s) as per the details given below:

||ChallanSRN<br>Default||Amount<br>Dated|
|---|---|---|
||No./<br>Period|(in INR)|
||BharatKoshOr||
|UppalHousing<br>Private Limited. <br>Mr.Manish<br>Uppal.<br>Mr. Sanjiv<br>Kumar Jain.<br>Mr. Abhishek<br>Kumar|der Id<br>N30640809 /-<br>gee<br> |2381874979<br>2023-24<br>120126002112 | F-Y.<br>8<br>2023-24<br>N30640809/1- | F.-Y.<br>23808636016<br>2023-24<br>N30640809/1- | F-.Y.<br>23818919510<br>2023-24|.<br>Rs. 2,00,000/- |13.01.2026.<br>Rs. 1,00,000/-<br>12.01.2026.<br>Rs. 1,00,000/- |12.01.2026.<br>Rs. 1,00,000/- |13.01.2026.|
|Srivastava.|||

• 8.In view of the aforesaid and compounding fees having been paid by the applicants, the aforementioned offence is hereby compounded in respect of the applicants.

Signed on the

day of January 2026 at New Delhi. 22 JAN 2026

REGIONAL DIRECTOR (NR)

• Entd. . RDNR/UPPAL/441/2025/F98245871 /N30640809} 3. 3.BEDatedgezq

• 1. Uppal Housing Private Limited. y“xs“xs Shop No. 261, First Floor DIf South Court Saket, ry(Og(Og Saket (South Delhi), New Delhi, India-110017. “Ips

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2. Mr. Manish Uppal.

   • 126, Golf Links, Lodi Road, New Delhi-110003.

3. Mr. Sanjiv Kumar Jain.

C-7/F-1, C Block, Dilshad Garden, Delhi, 110095,

4. Mr. Abhishek Kumar Srivastava.

   • 301, Mahalakshmi Appt, Wz-11 18a-1&2, Street No-10, Sadh Nagar, New Delhi-110045.

S. Registrar of Companies, NCT of Delhi & Haryana.

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